Nasdaq PHLX LLC

Stories

Nasdaq PHLX caps gifts to outside employees at $300 per year

As of September 2026: Filed the proposed rule change

Nasdaq PHLX, the options exchange, filed a rule on September 8 that caps what member firms can give to employees of other companies: nothing over $300 per person per year, gratuities included. The Securities and Exchange Commission (SEC) published its notice of the filing on September 22.

Updated Sep 22