Logo
Daily Brief
Following
U.S. Securities and Exchange Commission

U.S. Securities and Exchange Commission

Federal Agency

Appears in 5 stories

Stories

ServiceNow’s 5-for-1 stock split hits its record date, setting up a lower-priced ‘reset’ for trading

ServiceNow’s 5-for-1 stock split hits its record date, setting up a lower-priced ‘reset’ for trading

Publishes ServiceNow’s filings that formalize the split mechanics

Money Moves ongoing
Medline’s $6.26B Nasdaq Debut Turns a PE-Era Debt Story Into a Public Market Test

Medline’s $6.26B Nasdaq Debut Turns a PE-Era Debt Story Into a Public Market Test

Reviewed and declared Medline’s registration statement effective ahead of listing

Money Moves ongoing
Gladstone Investment Calls Its 8% Baby Bond Early—and Kicks GAINL Off Nasdaq

Gladstone Investment Calls Its 8% Baby Bond Early—and Kicks GAINL Off Nasdaq

Disclosure venue; received the 8-K documenting the redemption plan

Money Moves resolved
Comcast Locks the Ledger: Versant Spinoff Record Date Sets Up a New Public Home for CNBC, MS NOW, and USA

Comcast Locks the Ledger: Versant Spinoff Record Date Sets Up a New Public Home for CNBC, MS NOW, and USA

Receives the Form 10, information statement, and Comcast 8-K disclosures

Money Moves ongoing
The SEC Picks a Fight With Its Own Superpower: Financial Surveillance vs. Privacy in Crypto

The SEC Picks a Fight With Its Own Superpower: Financial Surveillance vs. Privacy in Crypto

Convened and webcast the roundtable; may convert discussions into policy actions

Rule Changes ongoing